Welcome to the self-evaluation form for prospective Capital Market Service Providers. This tool allows a prospective capital market service provider to assess their standing as it relates to the Capital Market Service Providers Licensing and Supervision Directive. If you encounter any issues, please don't hesitate to contact us for assistance at licensing@ecma.gov.et call 011-5-57-83-11 ።
መመሪያዎች:
- Applicants are required to complete this self-assessment form before submitting their application for a Capital Market Service License ("Service License").
- The self-assessment form is a guide to help prospective applicants assess their level of readiness for the service license, as well as their compliance with the due diligence, governance, and specific requirements set for each respective service license.
- A positive response or outcome on the completed self-assessment form does not guarantee that the applicant will be granted the service license.
- All parts of the self-assessment form relevant to the applicants must be completed. Fill in the responses in the appropriate box; and if necessary, mark a √ (check mark).፡
- The symbol (*) means is mandatory to individual applicants.
- The symbol (N/A) means not applicable.