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This guideline is intended to provide a comprehensive framework for Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) training programs for Capital Market Service Providers and Market Intermediaries licensed by the Ethiopian Capital Market Authority.
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AML/CFT COMPLIANCE TRAINING REGIME FOR MARKET INTERMEDIARIES AND CAPITAL MARKET SERVICE PROVIDERS

This guideline is intended to provide a comprehensive framework for Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) training programs for Capital Market Service Providers and Market Intermediaries licensed by the Ethiopian Capital Market Authority.

  • The primary objectives of this document are to:
    Ensure Compliance: Align AML/CFT training programs with international standards and Ethiopian regulatory requirements, including Proclamation 780/2013, the ECMA CMSP Licensing and Supervision Directive 980/2024, and Recognition & Supervision of Self-Regulatory organizations Directive 1031/2024.
  • Enhance Effectiveness: Propose practical approaches to improve the quality and impact of AML/CFT training, fostering greater staff engagement and sustained knowledge retention.
  • Clarify Responsibilities: Define the obligations of CMSPs and their Chief Compliance Officers (CCOs) in delivering and monitoring AML/CFT training.
  • Promote a Compliance Culture: Ensure all personnel are equipped to identify and report suspicious transactions accurately through ongoing, role specific training.
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